-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MR7RsquRGL2oZi/O21XNODBmobBZqNP2jf2XRO5T0cTuQiTJKvQp11dZ8s9N4LmK je2PHxVgDUJ2kdOeQ+qXNQ== /in/edgar/work/0001095811-00-003958/0001095811-00-003958.txt : 20001019 0001095811-00-003958.hdr.sgml : 20001019 ACCESSION NUMBER: 0001095811-00-003958 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20001018 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARMANINO FOODS OF DISTINCTION INC /CO/ CENTRAL INDEX KEY: 0000814339 STANDARD INDUSTRIAL CLASSIFICATION: [2030 ] IRS NUMBER: 841041418 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-39607 FILM NUMBER: 742042 BUSINESS ADDRESS: STREET 1: 30588 SAN ANTONIO ST CITY: HAYWARD STATE: CA ZIP: 94544 BUSINESS PHONE: 5104419300 MAIL ADDRESS: STREET 1: 30588 SAN ANTONIO STREET CITY: HAYWARD STATE: CA ZIP: 94544 FORMER COMPANY: FORMER CONFORMED NAME: FALCON FUND INC /CO/ DATE OF NAME CHANGE: 19890118 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FRANZEN TIMOTHY CENTRAL INDEX KEY: 0001117043 STANDARD INDUSTRIAL CLASSIFICATION: [ ] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 104 MACDOUGAL ST STREET 2: APT 10 CITY: NEW YORK STATE: NY ZIP: 10012 MAIL ADDRESS: STREET 1: 104 MACDOUGAL ST STREET 2: APT 10 CITY: NEW YORK STATE: NY ZIP: 10012 SC 13D 1 a66394sc13d.txt SCHEDULE 13D 1 ----------------------------- OMB APPROVAL ----------------------------- OMB Number: 3235-0145 Expires: October 31, 2002 Estimated average burden hours per response......14.90 ----------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. __)* ARMANINO FOODS OF DISTINCTION, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) 042166702 - -------------------------------------------------------------------------------- (CUSIP Number) TIMOTHY FRANZEN, 104 MACDOUGAL ST. APT. 10, NEW YORK, NY 10012. TEL: (212) 253-6658 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) 10/9/2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box. [ ] NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 SCHEDULE 13D CUSIP NO. 042166702 Page 2 of 6 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON TIMOTHY FRANZEN. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES OF AMERICA - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 138,100 SHARES BENEFICIALLY OWNED BY --------------------------------------------------------------- EACH 8 SHARED VOTING POWER REPORTING 0 PERSON WITH --------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 138,100 SHARES --------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 138,100 SHARES - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.8% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- -2- 3 CUSIP No. 042166702 Page 3 of 5 ITEM 1. SECURITY AND ISSUER. The securities that are the subject of this statement consist of common stock of Armanino Foods of Distinction, Inc. (the "Issuer"). The name and the address of the principal executive offices of the Issuer are as follows: Armanino Foods of Distinction, Inc. 30588 San Antonio Road Hayward, CA 94544 ITEM 2. IDENTITY AND BACKGROUND. (a) This statement is filed on behalf of Timothy Franzen. (b) The address of Mr. Franzen is: 104 MacDougal St., Apt. 10 New York, NY 10012 (c) Private Investor. (d) Mr. Franzen has not, during the last five (5) years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) Mr. Franzen was not, during the last five (5) years, a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and, as a result of such proceeding, was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Mr. Franzen is a United States citizen. -3- 4 ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. (a) Personal funds of Mr. Franzen have been used to acquire his current holdings of 138,100 shares of common stock of the Issuer in various transactions since 6/5/2000 for a total consideration of approximately $759,600. (b) No borrowed funds were used to acquire the subject securities. ITEM 4. PURPOSE OF TRANSACTION. Timothy Franzen purchased 138,100 shares of the Issuer's common stock in various transactions since 6/5/2000. Such acquisitions were made for investment purposes in the ordinary course of personal investment. He does not have plans or proposals that relate to (i) any extraordinary corporate transaction, (ii) any sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries, (iii) any change in the present Board of Directors or management of the Issuer, (iv) any material change in the present capitalization or dividend policy of the Issuer, (v) any other material change in the Issuer's business or corporate structure, (vi) any changes in the Issuer's charter, bylaws or instruments or instruments corresponding thereto, or other actions which may impede the acquisition of control of the Issuer by any person, (vii) causing a class of securities of the Issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association, (viii) a class of equity securities of the Issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Securities Exchange Act of 1934, as amended, or (ix) any other material changes to the operation, management, structure or financial condition of the Issuer. He intends to continue to conduct investment activities related to the securities of the Issuer in the ordinary course of personal investment. ITEM 5. INTEREST IN THE SECURITIES OF THE ISSUER. (a) Mr. Franzen owns 138,100 shares of common stock of the Issuer, which equals approximately 8.8% of the total outstanding shares of common stock of the Issuer. (b) With respect to all shares of common stock of the Issuer held by Mr. Franzen, he has the sole voting power and the sole disposition power. (c) Timothy Franzen acquired an aggregate of 138,100 shares of common stock of the Issuer in a number of transactions as described below:
Trade Date # of Shares Purchased Price Per Share ($) - ---------- --------------------- ------------------- 6/5/00 500 5 1/2 6/6/00 100 5 1/2 6/6/00 2,000 5 7/8 6/14/00 800 5 1/2 10/2/00 50,000 5 1/2 10/3/00 15,000 5 1/2 10/4/00 5,000 5 3/8
-4- 5 10/9/00 24,800 5 1/2 10/11/00 1,840 5 1/2 10/12/00 34,160 5 1/2
Trade Date # of Shares Purchased Price Per Share ($) - ---------- --------------------- ------------------- 9/29/00 300 5 3/4
All of the transactions described above were effected through a registered broker-dealer in New York City, New York. (d) Not applicable (e) Not applicable ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. Mr. Franzen is not a party to any contract, arrangement, understanding or relationship with respect to any securities of the Issuer. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. Mr. Franzen is not a party to any transaction for which any document is required to be attached to this Statement as an exhibit. SIGNATURE. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. Dated: 10/17/00 /s/ TIMOTHY FRANZEN -------- ---------------------------------------- Timothy Franzen -5- -----END PRIVACY-ENHANCED MESSAGE-----